Analysis: FCA falls short on response times but progress on casework emerges
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Analysis: FCA falls short on response times but progress on casework emerges

Marcel Le Gouais
27 July 2023
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The Financial Conduct Authority (FCA) has failed again on a target to respond to applications for senior appointments within certain timeframes, though it has improved operational performance in certain areas during the past year.

New data shows how the regulator has performed against 54 operational service metrics – which include targets for processing firms' applications for approved persons, appointed representatives, new authorisations and changes of control for M&A deals – during 2022/2023.

The

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Topics

Analysis FCA Regulation
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Marcel Le Gouais
Freelancer
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