FCA
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Sarah Pritchard, executive director for markets at the FCA, set out the regulators’ moves to improve efficiency and enable innovation at a speech. -
Financial Secretary Andrew Griffith will have oversight of reforms to FCA and PRA operations, but how far he’ll take that mandate is an open question.
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The FCA’s CEO said the regulator is making progress on clearing the backlog, in a response to a Treasury Committee report on regulation and accountability.
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The government has also resisted any new accountability measures that would impact the regulators’ independence, in a response to an MPs’ report.
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A Freedom of Information Act request has uncovered delays insurance firms face when waiting for FCA case officers to start work on approvals.
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The watchdog will also base its digital delivery centre in the Yorkshire city.
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The Financial Conduct Authority and Financial Reporting Council have published two reports on findings from a review of listed firms’ climate disclosures.
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Just three senior managers in insurance were reported to the watchdog during 2020/21, according to data accessed by consultancy Sicsic Advisory via a freedom of information request.
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The regulator has released data that shows it is failing to meet certain voluntary and statutory operational targets.
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The authorities have launched a discussion paper on how “critical” third-party suppliers can be regulated, including with skilled-person reviews.
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The regulator has submitted a formal request to the Treasury for an extended remit to regulate ESG data providers.
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The regulator has published data showing its performance against processing targets, amid criticism about its operations.
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