FCA confirms new rules to enhance AR oversight
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FCA confirms new rules to enhance AR oversight

Samuel Casey
03 August 2022
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The Financial Conduct Authority (FCA) has confirmed new rules for the regulation of appointed representatives (ARs) of financial firms, in a bid to prevent misconduct.

Under the rules, principal firms will need to employ enhanced oversight of ARs, ensuring they have adequate systems, controls and resources in place.

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Samuel Casey
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