FSA fines broker’s former CEO for client money breeches
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FSA fines broker’s former CEO for client money breeches

25 September 2006
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UK regulator, the Financial Services Authority (FSA), has fined Paul Harrison, former CEO of insurance broker Berry Birch & Noble Insurance Brokers (BBNIB), £17,500 for failing to implement proper systems and controls to ensure that customers’ money held by...

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NewsSeptember 2006/5
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